• Risk Manager

    Job Locations US-GA-Alpharetta
    Posted Date 1 month ago(11/12/2018 3:27 PM)
    Requisition ID
    Professional Area
    Risk Management
  • Who We Are

    More than 30 years ago, E*TRADE pioneered the online brokerage industry by executing the first-ever electronic individual investor trade. While the landscape of our industry has changed dramatically, our culture of innovation and drive to make online trading accessible to everyone continues to drive us forward. We believe in challenging the status quo, fostering an environment of curiosity and learning, and, above all, putting our customers first.

    About the Role

    E*TRADE’S Corporate Services is the leader in equity compensation administration for public and private corporations driving retail brokerage accounts and assets for E*TRADE Financial Corporation. We execute on this objective by providing a best-in-class administration platform, service excellence through our service delivery model, and a robust participant experience to integrate equity awards into an overall financial picture.


    The Senior Risk Manager will be a highly motivated, consultative-minded individual with knowledge and experience within financial services, specifically, in Auditing, Risk and/or Governance. This key role will assist Leadership with cultivating the Risk and Governance culture across E*TRADE Financial Corporate Services group (ETCS). As part of the first line of defense, the Senior Manager is responsible for leading multiple projects designed to evaluate and reduce the overall risk profile of ETCS.   Additionally, the successful candidate will educate and train all levels of staff and business associates about the risk management program and their respective responsibilities in carrying out program provisions.


    This advanced professional role requires high skill with extensive proficiency while operating with openness to continuous improvement and change, both organizationally and functionally.




    • Process controls design and implementation
    • Internal Control design and testing
    • Risk and issue identification, including root cause analysis
    • Process and Controls testing
    • SOC 1 & 2 examination an project management
    • Facilitate operational risk workshops to proactively identify and assess risk.
    • Risk committee documentation and reporting
    • Policies and Procedures documentation including processing mapping
    • Promote employee awareness of the Risk Management program.




    • A minimum of 3-5 years’ industry (Audit, Risk Management) experience. Prior Big 4 experience
    • Bachelor’s degree in Accounting, Finance, Risk Management or related field
    • Strong COSO knowledge and application


    • Experience with 1st Line, 2nd Line, 3rd Line Enterprise Risk Management Model (preferred)
    • Proven ability to build strong partnerships with key stakeholders.
    • Professional self-starter
    • Excellence in execution.
    • Candid and courageous.
    • Proficiency with computer platforms and applications
    • CPA, CIA, CISA or other Risk Certifications, a plus


    We offer a competitive and comprehensive benefits package. Please visit https://www.etradecareers.com/why-work-at-etrade/employee-benefits/ to learn more about the opportunities.

    E*TRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.


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