More than 30 years ago, E*TRADE pioneered the online brokerage industry by executing the first-ever electronic individual investor trade. While the landscape of our industry has changed dramatically, our culture of innovation and drive to make online trading accessible to everyone continues to drive us forward. We believe in challenging the status quo, fostering an environment of curiosity and learning, and, above all, putting our customers first.
The Senior Compliance Analyst will report to the Compliance Officer within the Enterprise Compliance Testing & Inspections team and will perform testing to determine compliance with applicable laws and regulations. Responsibilities include testing of internal controls, quality control review of monitoring functions performed by first and second line, and remediation of issues. The Senior Compliance Analyst will work with management to evaluate opportunities to enhance and expand the Testing & Inspection program and will provide additional compliance support, such as addressing and resolving issues and questions from various business partners and servicers.
We offer a competitive and comprehensive benefits package. Please visit https://www.etradecareers.com/why-work-at-etrade/employee-benefits/ to learn more about the opportunities.
E*TRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.