• Senior Investigator

    Job Locations US-GA-Alpharetta
    Posted Date 2 weeks ago(11/22/2019 1:15 PM)
    Requisition ID
    Professional Area
    Corporate Security
  • Who We Are

    More than 30 years ago, E*TRADE pioneered the online brokerage industry by executing the first-ever electronic individual investor trade. While the landscape of our industry has changed dramatically, our culture of innovation and drive to make online trading accessible to everyone continues to drive us forward. We believe in challenging the status quo, fostering an environment of curiosity and learning, and, above all, putting our customers first.

    About the Role



    This position reports directly to the Senior Manager/Manager, AML Investigations. The AML Investigator researches, investigates and reports on incidents of fraud, loss, theft and employee misconduct. Additional duties include conducting both internal and external investigations, due diligence and background investigations and recovering or placing a claim on assets lost as a result of fraud.



    • Investigates and documents cases of known or suspected fraud, loss, theft and employee misconduct covering all lines of business for the Company and its entities.
    • Recovers on all financial loss (including theft of property) for the company by placing claims on assets, filing criminal charges and/or working with the Legal Department on civil issues.
    • Coordinates with law enforcement on criminal matters.
    • Conducts public records and E*TRADE database searches to compile information for investigations.
    • Completes Suspicious Activity Reports (SARs) for all fraud, loss and internal investigations.
    • Identifies risk and suggests solutions to help mitigate loss. Assists with the development and implementation of fraud detection/prevention systems.
    • Develops and assists in the delivery of training on fraud prevention.
    • Coordinates investigative activities with compliance and other business units.
    • Maintains data pertaining to risks identified, fraud management and recoveries.
    • Assists with projects and preparing reports that communicate trends, losses, recoveries and investigation results to senior management. 



    • In depth knowledge of financial services, securities, banking or related experience.
    • Experience in conducting witness and suspect interviews. 
    • BA/BS or AA degree in related field or equivalent work experience.
    • A minimum of 5 years of fraud investigation experience in a financial services industry or equivalent.


    • Strong analytical skills including the ability to research, schedule, analyze and present investigative findings.
    • Strong interpersonal skills.
    • Ability to work in a fast-paced and rapidly changing environment.
    • Knowledge of Microsoft Office applications.
    • Strong verbal and written communications skills with attention to detail.


    We offer a competitive and comprehensive benefits package. Please visit https://www.etradecareers.com/why-work-at-etrade/employee-benefits/ to learn more about the opportunities.

    E*TRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.


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